Our Client a well known investment bank is seeking an Email Surveillance Analyst in their New York, New York Location!
Responsibilities:
- Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance, and misuse of confidential information.
- Identify, document, and resolve potential regulatory or compliance issues.
- Liaise with business management, compliance, and legal teams to assess risks and follow up on issues identified during communication reviews.
- Ensure timely resolution of compliance issues while maintaining documentation and tracking progress.
- Stay updated on industry trends and evolving regulations affecting communications surveillance.
Qualifications:
- Bachelor’s Degree required.
- 1-4 years of experience in either the corporate and investment banking industry or the legal industry.
- Proficiency in Microsoft Office Suite.
- Excellent attention to detail and strong analytical skills.
- Strong verbal and written communication skills.
- Ability to exercise sound judgment and discretion when handling sensitive information.
Desired Skills:
- Familiarity with the corporate and investment banking industry.
- Prior experience with email surveillance, including using tools like Global Relay or similar systems.
- Knowledge of regulatory frameworks related to communications monitoring and compliance.