Chief Compliance Officer (New York, NY): Our client, a $10B venture capital and private equity fund, is hiring an exceptional individual as their Chief Compliance Officer. This hire will be an integral part of the firm's cross-functional operations team, collaborating with Legal, Finance, Investor Relations and Investment professionals. With the support of a General Counsel and a UK Compliance Officer, the CCO will oversee the entirety of the compliance program and have a seat at the table with regards to business decisions.

Key Points:

Newly created position offering an opportunity to have influence over the direction of the firm’s compliance program as a trusted advisor to senior management
Leadership role with autonomy and a voice in evaluating and managing risks within the organization
Organization consists of exceptional individuals, making this position ideal for someone seeking to be surrounded by and inspired by professionals with impressive careers and achievements
Firm has stable assets, is currently fundraising, and has an established and strong reputation in the industry
Fund is in the office 5 days/week and expects this new hire to adhere to their in-office policy

Responsibilities:

Oversee all aspects (planning, preparation, and review) of regulatory filings
Manage the entire compliance program from conducting compliance testing to ensuring effective cybersecurity policies and procedures are in place to Code of Ethics work
Collaborate with the firm’s investment professionals and marketing team to review marketing decks/investor letters/DDQ responses and manage the restricted list
Stay up to date on regulatory developments and industry trends to ensure the compliance program remains current and effective

Qualifications:

Bachelor’s degree; JD is not required but will absolutely be considered
Expertise in regulatory compliance relevant to SEC-registered investment advisers, either as an in-house compliance professional, compliance consultant, or attorney
Previous experience in the private equity industry is highly desired
6++ years of experience required

Compensation Expectations: $500-575K all-in

Job Reference #67203

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Chief Compliance Officer