Responsibilities
Risk and Control Management
- Ensures effective identification and implementation of controls to manage operational, financial, and compliance risks.
- Acts as subject matter expert on efficient processes to maintain an accurate library of DNA’s risks and controls.
- Acts as subject matter expert on facilitating the risk and control self-assessment workshops, working with business partners, compliance advisory, process team to complete the risk identification, control assessment, and risk response/mitigation activities
- Ensure timely completion of risk and control self-assessment review and risk and control mapping for change management and regulatory change management activities. Monitors the risk and control environment for weaknesses and coordinates with business partners to identify solutions to improve the effectiveness and efficiency of controls.
- Have basic understanding of data ecosystem environment and be able to identify risk and control gaps in this area
Risk Analysis and Reporting
- Provides education and monitors DNA employees on the requirements of company policies and standards related to Change Management, Regulatory Change Management, Risk and Control Self-Assessment.
- Manages timely, accurate creation of monthly risk reports; discusses results with DFS Senior Leadership.
Project Management
- Assists on complex change management project to identify potential control gaps. Evaluates the testing scope of change management project to identify if testing is designed adequtely to meet all regulatory requirements.
#Hannah
